In a special notice describing the responsibilities of the Small Firm Advisory Committee, Regional Committees, National Adjudicatory Council, and FINRA Board of Governors, FINRA provided an overview of elected vacancies to be filled in 2022 and described how eligible individuals can qualify as candidates.
April 25, 2022
December 15, 2020
FINRA named Scott W. Anderson as Executive Vice President and Head of Market Regulation and Transparency Services.
October 06, 2020
The MSRB proposed updates to its by-laws to reflect recent amendments to MSRB rules on membership and governance.