FINRA reminded broker-dealers to evaluate their LIBOR exposures and prepare for LIBOR cessation.
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The President's Working Group on Financial Markets made several recommendations to the SEC addressing the Public Company Accounting Oversight Board's lack of access to auditors of Chinese companies listed in the United States.
The DOJ and the SEC charged a senior index manager with perpetrating an insider-trading scheme.
In its 2020 annual report, the Structured Finance Association reviewed its government affairs record in 2020 and highlighted the LIBOR transition as a continuing priority for 2021.
The UK Financial Conduct Authority announced the dates by which panel banks' submissions for any London Inter-Bank Offered Rate ("LIBOR") will stop and LIBOR will no longer be representative.