Three affiliated swap dealers settled CFTC charges for violating foreign currency swap reporting requirements.
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The CFTC published in the Federal Register a request for information and comment on potential modifications to its swap clearing requirement to address benchmark reform.
The CFTC requested information and comment on potential modifications to its swap clearing requirement to address benchmark reform.
NFA set the effective date of September 30, 2021, for a recently adopted interpretive notice concerning members' use of third-party service providers.
NFA approved the adoption of a new interpretive notice that requires CFTC-registered firms that outsource regulatory obligations to implement a written supervisory framework governing the outsourcing arrangements.