Industry groups and market participants urged reconsideration of SEC equity market rule proposals on best execution, variable minimum pricing for NMS quotations and trades, order competition and order execution disclosure.
News & Insights
14 News Results
The SEC extended the deadline to decide whether to approve or disapprove an amendment to the CAT NMS Plan proposal which would implement a revised funding model for the consolidated audit trail and establish a new fee schedule.
The SEC requested comment on a partial amendment that would clarify the CAT NMS Plan proposal to implement a revised funding model for the consolidated audit trail and establish a new fee schedule.
The SEC extended the period to approve a joint SRO proposal to implement a revised funding model for the consolidated audit trail and establish a fee schedule for Participant CAT fees.
The SEC opened a new comment period to consider objections to proposed revisions to the funding model for the consolidated audit trail.