The House of Representatives passed a bill that directs the SEC to provide a safe harbor allowing broker-dealers to publish research reports on investment funds that are in continuous distribution without having to deem those reports to be "prospectuses."
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The House Financial Services Committee approved six bills intended to enhance capital formation.
The House of Representatives passed the Fair Access to Investment Research Act of 2017. The bill is intended to establish a safe harbor that would permit broker-dealers to issue research reports that cover exchange-traded funds.