September 26, 2023
Treasury recommended best practices for financial institutions that have made "net-zero" financing and investment commitments.
Treasury recommended best practices for financial institutions that have made "net-zero" financing and investment commitments.
An investment adviser settled charges with the SEC for (i) misleading investors as to its ESG-related practices and (ii) failing to implement an AML program specific to its mutual funds business.
FDIC Vice Chair Travis Hill expressed concern that "an overreaction is underway" from regulators in response to the bank failures in March 2023.
The SEC adopted rule amendments to prevent investment companies from adopting names that may mislead investors.
CFTC Commissioner Christy Goldsmith Romero offered three proposals to promote market resilience against climate-related financial risk.