FinCEN issued an advance notice of proposed rulemaking "on the possibility of FinCEN establishing a "no-action letter process" under the Anti-Money Laundering Act of 2020.
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SEC Chair Gary Gensler and CFTC Chair Rostin Behnam highlighted U.S. regulatory initiatives in "new era" for derivatives.
The SEC published in the Federal Register proposed rules on eliminating credit rating references from rules on market manipulation. Comments on the proposal are due by May 23, 2022.
The SEC proposed amendments to rules on securities market manipulation that would remove references to reliance on credit rating agencies.
In a new report, the Congressional Research Service provided an in-depth analysis of the SEC's approach towards climate-related financial risk disclosures.