In testimony before the U.S. House Committee on Financial Services, SEC Chair Jay Clayton outlined priorities for the agency and reviewed recent accomplishments.
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The SEC proposed a "draft strategic plan" detailing the agency's priorities for FY 2018 through FY 2022. The SEC invited public comment on the plan.
The SEC updated previous Compliance and Disclosure Interpretations guidance related to certain proxy rules and Schedules.
The SEC charged an investment banker with fraud for "serial" trading based on confidential, non-public information.
The SEC charged the former CEO of a payment systems company and his girlfriend with insider trading ahead of a merger announcement.