The SEC requested comments on a FINRA proposal that would clarify certain terms when reporting U.S. Treasury securities transactions on the Trade Reporting and Compliance Engine.
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The FINRA proposal would mandate that alternative trading systems report the identities of non-FINRA subscribers that are parties to Treasury securities trade transactions.
FINRA proposed amendments to its rules that would clarify the definitions of "Auction Transaction" and "When-Issued Transaction" for purposes of reporting transactions in U.S. Treasury Securities to the Trade Reporting and Compliance Engine.
FINRA reminded firms that they will be required to report transactions executed in U.S. Treasuries to TRACE beginning July 10, 2017.
FINRA reported findings from a George Washington University School of Business study on student loan debt. The study examined the implications of student loan debt for borrowers and the overall economy.