The Investment Company Institute and the Managed Funds Association responded to an SEC concept release on Securities Act registration exemptions that facilitate capital raising.
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The SEC Advisory Committee on Small and Emerging Companies met to review the Final Report of the Committee.
The SEC adopted rules to update and modernize the intrastate and regional offering framework.
The SEC adopted changes to the existing intrastate offering framework, and proposed amendments to proxy requirements that would require the use of universal proxy cards.