Starting in early February 2022, Lori H. Price will begin serving as the Acting Director of the Office of Credit Ratings.
News & Insights
26 News Results
SEC Deputy Director of the Division of Examinations Kristin Snyder will leave the agency at the end of January.
In a parting statement, Commissioner Elad L. Roisman praised the SEC staff and said it was a privilege to serve as a "temporary steward" of the SEC and its mission.
GAO identified deficiencies in the SEC's oversight of FINRA and offered recommendations for enhancing SEC oversight.
The SEC voted unanimously to propose amendments to filing obligations that would expand the requirement of electronic filing of documents on the SEC's Investment Adviser Registration Depository and EDGAR system.