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FINRA released a podcast that summarized the latest FINRA notices, compliance resources and news from August 2015. Recent developments highlighted in the podcast included the: Notices SEC's approval of FINRA's amendments to web-based delivery of continuing education's Regulatory Element (FINRA Reg. Notice 15-28) FINRA's revision of the Series 4 Examination Program (FINRA Reg. Notice 15-29) SEC's approval of consolidated FINRA Rule 2241 to "address conflicts of interest related to publication and distribution of equity research report" that replaces NASD and NYSE rules (FINRA Reg. Notice 15-30)

FINRA proposed amendments to reporting rules concerning over-the-counter transactions in equity securities to FINRA Facilities to (i) allow the submission of "clearing-only, non-regulatory reports" relating to previously executed and reported transactions and (ii) exempt such reports from certain reporting requirements under FINRA rules. FINRA proposed adopting a new subparagraph (4) under FINRA Rules 7130(g), 7230A(i), 7230B(h) and 7330(h) ("Submission of Non-Tape Reports Associated with Previously Executed Trades") to create a uniquely identified category of submissions to FINRA that are