SEC Deputy Director of the Office of the Advocate for Small Business Capital Formation Sebastian Gomez Abero touted the "expanded capital raising pathways" under the 2012 JOBS Act and urged practitioners to utilize resources now available in the SEC's consolidated Capital Raising Hub.
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The SEC approved a proposal to amend the MSRB rule on new market information to better align the requirements for applying for a CUSIP number with the actual process for obtaining one.
Comments on proposed amendments to shorten the permitted syndicate account settlement timeframe for corporate debt offerings are due by September 8, 2022.
The SEC Office of Investor Education and Advocacy cautioned investors of the risks involved in purchasing securities sold in private placements.
FINRA proposed to shorten the permitted syndicate account settlement timeframe for corporate debt offerings.