FINRA proposed modifying certain portions of the Private Placement Filer Form that member firms complete when submitting private placement filings.
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The SEC Division of Economic and Risk Analysis and the NYU Salomon Center for the Study of Financial Institutions hosted a "dialogue" on Regulation Crowdfunding.
The SEC Division of Economic and Risk Analysis and the NYU Salomon Center for the Study of Financial Institutions will host a "dialogue" to examine the effects of Regulation Crowdfunding on U.S. securities-based crowdfunding.
The SEC adopted rules to update and modernize the intrastate and regional offering framework.
The SEC adopted changes to the existing intrastate offering framework, and proposed amendments to proxy requirements that would require the use of universal proxy cards.