The SEC Division of Corporation Finance granted an exemption from registration of membership interests to a Georgia-based mutual insurance company reorganizing to become a stock company.
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FINRA warned investors to exercise caution when investing in Simple Agreements for Future Equity.
SEC Commissioner Michael Piwowar listed factors contributing to a decline in the number of initial public offerings and expressed the Commission's determination to revitalize the market.
SEC Commissioner Michael Piwowar expressed a commitment to support businesses in their capital-raising activities while ensuring that rules and regulations operate effectively and as intended.
FINRA released a copy of the revised Private Placement Filer Form, including amended questions relating to information about participating members, issuers, and offerings. FINRA will begin using the updated form on May 22, 2017.