A former scientist at a California-based biotech company agreed to settle SEC charges of insider trading.
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The SEC and the DOJ charged a credit ratings analyst and two friends with insider trading.
The SEC charged a Massachusetts trader for allegedly trading on material nonpublic information, earning approximately $1 million in illegal gains.
A Federal Court granted an SEC Motion for Summary Judgment against a trader charged with filing false information in order to manipulate the prices of certain issuer securities.
The U.S. District Court for the District of New Jersey granted an SEC Motion for Summary Judgment against a former law firm clerk charged with participating in an insider trading scheme.