IOSCO's fifth annual World Investor Week will focus on sustainable finance, and fraud and scams prevention.
News & Insights
At an Investor Advisory Committee meeting, SEC Chair Jay Clayton highlighted issues concerning (i) environmental, social and governance data, (ii) harmonizing securities offering exemptions and (iii) protections for retail investors.
In remarks before the European Parliament Committee on Economic and Monetary Affairs, SEC Chair Gary Gensler described investor protection implications of evolving financial technologies.
SEC Commissioner Allison Herren Lee urged regulators to consider private market reforms to increase investor protection and improve market transparency.
In its Report on Objectives for Fiscal Year 2022, the SEC Office of the Investor Advocate stated that it will focus on environmental, social and governance disclosure, Rule 10b5-1 plans, capital-raising alternatives, equity market structure and cryptocurrency.