The SEC granted ICE Clear Europe's request to withdraw from registration as a clearing agency.
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- Product: Swaps / SBS
- Activity: Registration Requirement
The CFTC charged multiple entities for falsely claiming to be registered with the CFTC and NFA in connection with commodities offerings.
The CFTC Division of Clearing and Risk encouraged persons using certain swap execution facilities-related "prime brokerage arrangements" for swaps to consider whether the arrangements require derivatives clearing organization registration.
The CFTC Division of Market Oversight ("DMO") modified previously granted no-action relief from swap execution facility registration to an Australian multilateral swap-trading facility.
The CFTC sanctioned a digital asset commodity trading platform for failing to register with the CFTC as either a DCM or an FCM and offering trading in CFTC-regulated products to retail investors.