In new guidance, the SEC Division of Corporation Finance and the Division of Investment Management provided guidance regarding compliance with the federal proxy rules for annual meetings in light of ongoing COVID-19 challenges.
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The SEC adopted rules to update and modernize the intrastate and regional offering framework.
The SEC adopted changes to the existing intrastate offering framework, and proposed amendments to proxy requirements that would require the use of universal proxy cards.
The SEC Investor Advocate responded to Nasdaq's recent request for comments regarding its current shareholder approval rules.