The CFTC staff determined that NFA's swap dealer capital model requirements and review process "are comparable" to the CFTC's own requirements and processes.
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A CFTC final rule establishing minimum capital, liquidity, financial reporting and other related requirements applicable to CFTC-registered swap dealers and major swap participants was published in the Federal Register.
The CFTC voted to approve the adoption of a final rule establishing capital requirements for swap dealers and major swap participants.
CFTC Commissioner Dawn D. Stump reviewed post-financial crisis derivatives reforms and described their effect on current markets.
A correction to an SEC final rule establishing recordkeeping and financial reporting requirements for security-based swap dealers was published in the Federal Register.