In its Annual Report, the SEC Investor Advocate identified several areas of concern for investors, including: (i) reverse factoring; (ii) dual-class share structures and (iii) LIBOR transition issues.
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SEC Investor Advocate Rick Fleming urged regulators and stock exchanges to increase the oversight of dual-class share structures, warning that these structures risk harm to investors and the public markets.
SEC Commissioner Hester M. Peirce criticized efforts that would mandate gender requirements for the boards of public companies.
The SEC Division of Corporation Finance permitted a dual-listed Brazilian foreign private issuer to comply with home country law for audit committees under Exchange Act Rules.
SEC Commissioner Hester Peirce criticized recent legislation attempting to enforce personal moral beliefs onto the daily operations of corporations.