News & Insights

Help
55 News Results

In a special notice describing the responsibilities of the Small Firm Advisory Committee, Regional Committees, National Adjudicatory Council, and FINRA Board of Governors, FINRA provided an overview of elected vacancies to be filled in 2022 and described how eligible individuals can qualify as candidates.

At its quarterly Board of Directors meeting, the MSRB voted to propose amending its rules to allow dealer firms to conduct office inspections remotely until December 31, 2022.