A dually-registered futures commission merchant and retail foreign exchange dealer settled CFTC charges for net capital rule violations.
News & Insights
37 News Results
The CFTC voted to approve the adoption of a final rule establishing capital requirements for swap dealers and major swap participants.
CFTC Commissioner Dawn D. Stump reviewed post-financial crisis derivatives reforms and described their effect on current markets.
The CFTC Division of Swap Dealer and Intermediary Oversight granted no-action relief to futures commission merchants and introducing brokers concerning net capital treatment of covered loans received under the Paycheck Protection Program.
The CFTC notice of an extended comment period on proposed swap dealer capital rules was published in the Federal Register.