Comments on a CFTC comparability determination for capital and financial reporting requirements applicable to Mexico-based CFTC-registered swap dealers are due by February 13, 2023. The notice was published in the Federal Register.
The CFTC voted to solicit comment on a comparability determination for capital and financial reporting requirements applicable to CFTC-registered swap dealers organized and domiciled in Mexico.
In a 2022-2026 Strategic Plan, CFTC Chair Rostin Behnam highlighted "emerging trends transforming global derivatives markets" including "digital asset commodities, decentralized finance, and Environmental, Social, and Governance Investing."
The CFTC Market Participants Division provided relief to a "limited purpose" swap dealer from public financial disclosure requirements.
The CFTC Market Participants Division granted three swap dealers time-limited, no-action relief from enforcement action for using unapproved internal models to calculate credit risk charges when computing regulatory capital.