A commodity trading firm and its principal settled CFTC charges for engaging in wash sales.
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The Business Conduct Committee of the Chicago Board of Trade banned a trader for violating rules prohibiting wash trades and committing other trade-related offenses.
The Business Conduct Committee of the Chicago Board of Trade fined and suspended a trader for disruptive trading practices.
The Business Conduct Committees of the Commodity Exchange and the New York Mercantile Exchange sanctioned a firm and several traders for block trade violations.
The Business Conduct Committees of the Chicago Mercantile Exchange and the Chicago Board of Trade sanctioned several firms and traders for wash trading, exceeding position limits, and disruptive trading practices.