An Australia-based investment management company settled CFTC charges for exceeding position limits in platinum futures.
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A market-maker settled charges with NYSE American and NYSE Arca for exceeding its applicable position limits in securities trading.
The CFTC Division of Market Oversight extended no-action relief from aggregation requirements under the current CFTC position limits rule.
The CFTC entered into a final agreement with two publicly-traded companies to settle charges for wheat futures price manipulation.
The U.S. District Court for the Eastern District of Washington approved a Consent Order in a CFTC action against a cattle supplier who allegedly made false representations to the Chicago Mercantile Exchange "concerning its cattle inventory, purchases, and sales" and violated exchange-set position limits.