The MSRB amended the annual rate card fees for broker-dealers and municipal advisors in 2024.
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FINRA proposed an amendment to its Trading Activity Fee that would exempt transactions by a non-member proprietary trading firm executed on an exchange of which the firm is a member.
The SEC granted an extension of the temporary exemptive relief previously issued to national securities exchanges and national securities associations to facilitate settlement negotiations concerning Consolidated Audit Trail National Marketing System Plan amendments.
In a supplemental comment letter, SIFMA reiterated its position that the SEC should reconsider the proposed fee split set out in the Consolidated Audit Trail Executed Share Funding Model.
In a comment letter, SIFMA argued that recent proposed increases to MSRB's fees for broker-dealers and municipal advisers are unnecessary.