Three affiliated swap dealers settled CFTC charges for violating foreign currency swap reporting requirements.
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The CFTC published in the Federal Register a request for information and comment on potential modifications to its swap clearing requirement to address benchmark reform.
The CFTC requested information and comment on potential modifications to its swap clearing requirement to address benchmark reform.
In the U.S. District Court for the Southern District of New York, a pair of affiliated interdealer brokers settled CFTC fraud charges related to fictitious bids that had not been made and reported trades that had not occurred.
A retail foreign exchange dealer settled CFTC charges for registration and supervisory violations concerning the handling of non-eligible contract participant customer accounts.