The FIA released its December 2023 data on customer funds held at US FCMs.
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The CFTC charged multiple entities for falsely claiming to be registered with the CFTC and NFA in connection with commodities offerings.
The CFTC Division of Market Oversight extended no-action relief from the ownership and control reporting requirements for reporting entities.
An introducing broker two of its peresonnel settled NFA charges for acting without a "bona fide reason" for placing favored customer as a counterparty in trades with other customers; NFA alleged the actions generated profits for the favored customer and additional brokerage fees at the expense of other customers.
The CFTC sanctioned a digital asset commodity trading platform for failing to register with the CFTC as either a DCM or an FCM and offering trading in CFTC-regulated products to retail investors.