IOSCO summarized its 2019 initiatives in five priority areas: crypto-assets, artificial intelligence and machine learning, market fragmentation, passive investing and index providers, and retail distribution and digitalization.
The SEC Office of Compliance Inspections and Examinations highlighted exam priorities for 2019. The priorities focus on areas that represent increased risks to retail investors and the integrity of the U.S. capital markets.
In testimony before the House Agriculture Committee, CFTC Chair J. Christopher Giancarlo described agency priorities related to enforcement, FinTech, market oversight and recent rulemaking initiatives.
In a wide ranging interview with Risk Desk Editor-in-Chief John Sodergreen, Acting CFTC Chair J. Christopher Giancarlo expressed his views "on market growth, killing bad policy and rules, staffing the agency, fintech, matters of market jurisdiction and his relationship with FERC."
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