The SEC Division of Corporation Finance updated its Compliance and Disclosure Interpretations relating to the filing of asset-level disclosures.
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At a meeting of the Investor Advisory Committee, SEC Chair Gary Gensler and SEC Commissioner Hester Peirce continued their debate on the SEC's approach to crypto regulation.
SEC Chair Gary Gensler directed staff to study the risks of complex exchange-traded products and recommend potential rulemakings to address such risks.
A merchant cash advance company settled SEC charges for misleading investors in the securitization of a revolving pool of outstanding business loans.
SEC Chair Jay Clayton asked for public comment on whether asset-level disclosure requirements for residential mortgage-backed securities are causing a decrease in SEC-registered offerings.