The MSRB issued a Request for Information on environmental, social and governance practices in the municipal securities market.
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At a meeting of the Investor Advisory Committee, SEC Chair Gary Gensler and SEC Commissioner Hester Peirce continued their debate on the SEC's approach to crypto regulation.
SEC Chair Gary Gensler directed staff to study the risks of complex exchange-traded products and recommend potential rulemakings to address such risks.
The MSRB reminded brokers, dealers and municipal securities dealers of an upcoming March 31, 2021 compliance date concerning fair dealing obligations of underwriters to issuers.
The SEC Office of the Investor Advocate communicated its FY2021 priorities for protecting and promoting the interests of retail investors.