The CFTC said that it will not pursue enforcement actions in connection with certain swap rules related to transfers of swaps to recent FDIC-established "bridge" banks.
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IOSCO revised its 2011 "Principles for the Regulation and Supervision of the Commodity Derivatives Markets" to address market developments and recent commodity markets volatility.
In comments on a proposed update to IOSCO's 2011 "Principles for the Regulation and Supervision of the Commodity Derivatives Markets," FIA asserted that IOSCO should clarify that the principles only "apply to exchange traded derivatives on a physical commodity or a non-financial deliverable with a finite supply."
The SEC proposed three new rules relating to security-based swaps: (1) an anti-fraud rule, (2) a rule to require reporting of large positions in security-based swaps, and (3) a rule prohibiting personnel of an SBS entity from taking any action to improperly interfere with the SBS entity's CCO in the performance of such persons duties.
IOSCO requested comment on proposed modifications to its "2011 Principles for the Regulation and Supervision of the Commodity Derivatives Markets."