A company offering crypto asset-related financial products and services settled charges with the SEC for failing to register securities offerings.
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The SEC set a new comment deadline of June 13, 2023 for a proposal that would amend the statutory definition of "exchange" to include trading systems that facilitate the trading of crypto asset securities.
The SEC reopened the comment period for a proposal that would amend the statutory definition of "exchange" to include trading systems that facilitate the trading of crypto asset securities.
The SEC Division of Trading and Markets withdrew a no-action letter that provided relief from registration requirements for certain broker-dealers. The withdrawal follows an exemption adopted by Congress that permits conduct "largely similar" to what was provided by the no-action relief.
The New York State Attorney General sued a cryptocurrency platform for (i) failing to register as a securities and commodities broker-dealer and (ii) falsely representing itself as a cryptocurrency exchange.