Comments on CFTC proposed rules on governance and conflict standards for Designated Contract Markets and Swap Execution Facilities are due on or before April 22, 2024.
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The CFTC proposed new rules and amendments establishing governance and fitness requirements with respect to market regulation functions and conflict of interest standards at Designated Contract Markets and Swap Execution Facilities.
The SEC set an effective date of February 5, 2024 for amendments establishing new governance requirements aimed at reducing the likelihood that conflicts of interest influence a clearing agency's board of directors.
The SEC adopted rules establishing new governance requirements aimed at reducing the likelihood that conflicts of interest influence a clearing agency's board of directors.
Comments on an SEC proposal to establish new governance requirements for clearing agencies are due by October 7, 2022.