The SEC requested comment on a Nasdaq Stock Market LLC amended proposed rule to adjust pricing limitations on direct listings of primary offerings.
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Nasdaq proposed a rule change to provide alternative means - a primary direct listing - for exchange-listed companies to raise equity.
The SEC approved a NYSE rule change to provide alternative means - a primary direct listing - for exchange-listed companies to raise equity.
Nasdaq, Inc. asked the SEC to suspend the unlisted trading privileges of certain thinly traded Nasdaq-listed securities for a period of no longer than 12 months.
FINRA warned investors to exercise caution when investing in Simple Agreements for Future Equity.