The SEC set an effective date of January 2, 2024 and accompanying compliance dates for new Exchange Act Rule Rule 10c-1. The final rule was published in the Federal Register.
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The SEC adopted a new rule under the Securities Exchange Act which imposes reporting requirements on persons who lend "reportable securities."
SIFMA and the Asset Management Group raised concerns regarding an SEC-proposed rule that would create extensive reporting requirements for any individuals loaning a security.
An SEC proposal to impose extensive reporting requirements on any individual loaning a security was published in the Federal Register. Comments on the proposal must be submitted by January 1, 2022.
The SEC proposed a rule that would impose extensive reporting requirements on any individual loaning a security.