The House Financial Services Committee considered bills related to Russian sanctions and testimony by Treasury Secretary Janet L. Yellen on the current state of the international financial system.
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The SEC requested comment on a Public Company Accounting Oversight Board proposed rule that would require disclosure as to whether an issuer's registered public accounting firm is located in a foreign jurisdiction that prevents the PCAOB from conducting audit inspections.
An indictment was unsealed in the U.S. District Court for the Southern District of New York charging a former account manager of a Swedish multinational telecommunications company with involvement in a bribery scheme in the Republic of Djibouti and conspiracy to commit money laundering.
A Japanese automaker, former CEO, and former director settled SEC charges for making false financial disclosures.
SIFMA Asset Management Group and the National Futures Association urged the CFTC to amend its proposal to simplify regulatory obligations for commodity pool operators and commodity trading advisors.