The SEC conditionally permitted FINRA to access security-based swap data obtained from security-based swap data repositories.
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Comments on a FINRA proposal to require TRACE reporting of transactions in U.S. dollar-denominated foreign sovereign debt securities must be submitted by June 7, 2022 .
FINRA proposed to require TRACE reporting of transactions in U.S. dollar-denominated foreign sovereign debt securities.
The OTC Bulletin Board will shut down and FINRA will delete OTCBB-related rules on November 8, 2021.
In a technical notice, FINRA urged members and vendors to prepare for the upcoming closure of the OTC Bulletin Board – the FINRA-operated inter-dealer quotation system – and the deletion of related rules.