A federal jury convicted two former precious metal traders on charges of (i) fraud, (ii) attempted price manipulation and (iii) spoofing for their involvement in a multi-year market manipulation scheme.
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The DOJ and the SEC charged a subsidiary of an international investment adviser with defrauding investors by concealing billions of dollars of losses and misrepresenting downside risk in connection with a series of hedge funds that collapsed in March 2020.
A energy trading firm settled parallel DOJ and CFTC foreign bribery charges for violating the Foreign Corrupt Practices Act.
The DOJ and the SEC charged a senior index manager with perpetrating an insider-trading scheme.
An Australian-based proprietary trading firm settled DOJ and CFTC charges for spoofing.