The CFTC adopted final rule amendments that incorporate CFTC staff guidance on CPO and CTA registration and reporting requirements.

The CFTC approved final rule amendments to simplify regulatory obligations for CPOs and CTAs by codifying certain staff advisories and no-action letter relief.

CFTC Commissioner Dawn D. Stump recommended steps to "streamlin[e]" the collection of certain types of data under the agency's Data Protection Initiative.

The House Financial Services Committee considered several bills intended to address and prevent predatory debt collection practices.

FINRA reminded broker-dealers of upcoming due dates for required filings in 2020 and the first quarter of 2021.

The SEC reminded registered investment companies of certain requirements concerning filing monthly portfolio investment reports (N-PORT) and annual reports (N-CEN).

The CFPB adopted a final rule designed to provide relief to smaller firms by extending the temporary reporting data threshold under the Home Mortgage Disclosure Act.

Revisions to the Electronic Data Gathering, Analysis and Retrieval System Filer Manual, and to the associated rule under Regulation S-T made by the SEC, were published in the Federal Register.

The U.S. House of Representatives passed a bill requiring U.S. corporations and limited liability companies to disclose beneficial ownership information.

New York Attorney General Letitia James opposed CFPB proposals to increase reporting thresholds and reduce transparency under the Home Mortgage Disclosure Act.