The SEC adopted final rules on (i) the mandatory clearing of transactions in Treasury securities and (ii) the application of the broker-dealer customer protection rule to Treasury securities.
News & Insights
283 News Results
The CFTC Division of Market Oversight ("DMO") modified previously granted no-action relief from swap execution facility registration to an Australian multilateral swap-trading facility.
The CFTC staff extended previously granted no-action relief relating to Brexit.
The CFTC Division of Market Oversight extended previously issued no-action relief to non-U.S. swap dealers from certain swap data reporting requirements.
The CFTC updated two Orders to exempt three additional Singapore-based trading platforms and four additional EU-based trading platforms from having to register as swap execution facilities.