The SEC granted a Belgian company relief from certain SEA requirements as to the conduct of tender offers in the Belgian company's planned acquisition of shares of another Belgian-incorporated company.
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A broker-dealer settled charges brought by NYSE American for over-tendering 16,300 shares in a partial tender offer and for failing to maintain an adequate supervisory system.
The CFPB reviewed federal student loan servicing practices since required repayments have resumed.
A broker-dealer settled charges with FINRA and NYSE Arca for over-tendering shares into partial tender offers.
The SEC Division of Corporation Finance granted no-action relief to an India-based issuer that was acting in compliance with India's Takeover and Delisting Regulations.