CFTC Chair Heath Tarbert and SEC Chair Jay Clayton established a one-year pilot program to enhance coordination among agency staff on CFTC enforcement actions that may trigger "bad actor disqualification" provisions under SEC rules.
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The MSRB elected new leadership, adopted a $42 million budget and highlighted regulatory initiatives for the fiscal year beginning on October 1, 2019.
The Federal Reserve Board adopted rule amendments that delegate the authority to approve certain types of applications, notices and requests to Federal Reserve Banks.
The U.S. Treasury Department released a report detailing plans to reduce burdens of capital markets regulation.
House Financial Services Committee ranking member Representative Maxine Waters (D-CA) introduced a bill that would alter the SEC process for waiving automatic disqualifications of "bad actors."