A bipartisan group of U.S. Senators urged the FDIC to grant "fair consideration" of applications for deposit insurance made by industrial loan companies and voiced their opposition to regulatory actions that target lawful ILC applications.
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The SEC granted a Belgian company relief from certain SEA requirements as to the conduct of tender offers in the Belgian company's planned acquisition of shares of another Belgian-incorporated company.
A broker-dealer settled charges brought by NYSE American for over-tendering 16,300 shares in a partial tender offer and for failing to maintain an adequate supervisory system.
A broker-dealer settled charges with FINRA and NYSE Arca for over-tendering shares into partial tender offers.
The SEC Division of Corporation Finance granted no-action relief to an India-based issuer that was acting in compliance with India's Takeover and Delisting Regulations.