A futures commission merchant settled CFTC charges for supervisory failures concerning the handling of customer accounts "by not adequately preparing and configuring its electronic trading system" before a negative futures price event affecting sweet crude oil futures contracts.
News & Insights
3 News Results
A gas exploration company and its former CEO settled SEC charges for failing to disclose certain related person transactions and perquisites as part of the CEO's compensation.
Energy Metro Desk criticized the CFTC's proposed amendment to the 2013 RTO-ISO rule which would subject regional transmission organizations and independent system operators to private lawsuits under the CEA.