Two affiliated broker-dealers settled FINRA charges for lacking reasonable cybersecurity controls at branch offices. The failures resulted in multiple incidents that exposed thousands of customers' personal information.
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FINRA recommended that firms consider promoting end-user awareness in response to recent cyber incidents attributed to specific threat actors.
A broker-dealer settled charges with FINRA for failing to safeguard customer records and information.
The Cybersecurity & Infrastructure Security Agency, along with the FBI and international law enforcement agencies, described the "Lockbit ransomware variant" and recommended methods to mitigate the threat.
FINRA warned members of a phishing campaign involving emails purporting to be from FINRA which use the domain names “finrarps.org” and “finrarps.net.”