NFA adopted supervisory requirements and technical amendments concerning swap activities.
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IOSCO issued a Consultation Report containing policy approaches to enhance protections for retail investors purchasing OTC leveraged products.
The CFTC approved amendments to NFA rules related to disclosures and price adjustments for forex transactions.
The National Futures Association proposed amendments to certain compliance rules on forex transactions and orders.
Two Florida residents were ordered to pay restitution and penalties, and a New York resident was charged with violations, in relation to separate cases involving commodity pool fraud.