NFA set an effective date of May 31, 2023 for recently adopted rules which establish requirements applicable to firms engaging in "digital asset commodity" activities.
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NFA submitted for adoption a CFTC compliance rule to implement anti-fraud, trading, and supervisory requirements for firms engaging in digital asset commodity activities.
The Consumer Financial Protection Bureau granted no-action relief to an online lending platform from supervisory or enforcement action with respect to the Equal Credit Opportunity Act.
The NFA issued a notice stating that members who take "reasonable steps" to determine the registration and membership status of previously exempt persons will not be in violation of NFA requirements.
The CFTC fined a telemarketing firm and its owners for illegal off-exchange finance transactions in precious metals.