The Congressional Research Service provided an overview of "selected banking-related issues that may attract congressional interest in the 117th Congress."
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The House Financial Services Committee considered (i) testimony from federal banking regulators on a broad range of concerns and (ii) several proposed bills imposing additional requirements on financial institutions.
In its 2019 Annual Report, the SEC Division of Enforcement highlighted efforts to protect retail investors and combat cyber threats.
SEC Commissioner Hester M. Peirce defended her position that "the SEC is not an enforcement agency, but rather a regulatory agency that uses enforcement as one tool."
The United States Court of Appeals for the Sixth Circuit dismissed a challenge to the expansion of MSRB "pay-to-play" rules to municipal advisors.